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Sarbanes-Oxley (Section 404) Compliance


The Sarbanes-Oxley Act of 2002 requires public companies and their auditors to comply with a number of new and far reaching requirements. Our Sarbanes-Oxley Compliance service offerings are designed to help organizations understand and comply with requirements around corporate governance, financial transparency, and internal controls.

Who is a good candidate for this service?

Public companies and private companies that hold public debt, are considering an ititial public offering, or are potential acquisition targets, are good candidates for this service. In addition, this service is beneficial to private companies, governments, and not-for-profits seeking to improve financial management practices and internal controls.

What is the process?

Brown Smith Wallace utilizes the following five-phase approach to help clients comply with the internal control requirements of Sarbanes-Oxley (Section 404).

Why should I engage Brown Smith Wallace?

We Make A Measurable Difference. We are dedicated to assisting clients in implementing and developing programs to comply with the Sarbanes-Oxley Act. The Brown Smith Wallace advantage includes:

  • National and international reach
  • Significant Sarbanes-Oxley, internal control and industry knowledge and experience
  • A commitment to communication and knowledge transfer
  • Sarbanes-Oxley program automation/software
  • High caliber professionals at competitive fees

What else should I consider?